Nadex Self-Certification to Add Prohibited Actions and Definitions

On November 23, 2016, North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commodity Futures Trading Commission (the “Commission”), pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commission under the Act (the “Regulations”), its intent to amend its Rulebook to add several new definitions to Rule 1.1, prohibited actions to Rule 5.19, and various non-substantial amendments. Absent Commission objection, this submission would become effective December 12, 2016.